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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D |
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Under the Securities and Exchange Act of 1934 |
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(Amendment No. 1)* |
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School Specialty, Inc. |
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(Name of Issuer) |
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Common Stock, $0.001 Par Value |
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(Title of Class of Securities) |
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807863 10 5 |
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(CUSIP Number) |
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Robert Robotti |
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6 East 43rd Street, 23rd Floor |
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New York, New York 10017 |
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212-986-4800 |
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(Name, Address and Telephone Number of Person |
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Authorized to Receive Notices and Communications) |
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January 22, 2013 |
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(Date of Event Which Requires Filing of this Statement) |
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] |
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Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 13d-7 for other parties to whom copies are to be sent. |
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(Page 1 of 8 Pages) |
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*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
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The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
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Schedule 13D |
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CUSIP No. 807863 10 5 |
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Page 2 of 8 Pages |
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1. |
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Names of Reporting Persons |
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2. |
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Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
[ ] |
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(b) |
[X] |
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3. |
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SEC Use Only |
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4. |
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Source of Funds (See Instructions) |
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AF, OO |
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5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
[ ] |
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6. |
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Citizenship or Place of Organization |
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United States |
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Number of |
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7. |
Sole Voting Power: -0- |
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Shares |
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Beneficially |
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8. |
Shared Voting Power: -0- |
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Owned by |
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Each |
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9. |
Sole Dispositive Power: -0- |
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Reporting |
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Person With |
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10. |
Shared Dispositive Power: -0- |
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11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person |
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-0- |
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12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] |
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13. |
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Percent of Class Represented by Amount in Row (11) |
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0% |
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14. |
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Type of Reporting Person (See Instructions) |
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IN, HC |
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Schedule 13D |
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CUSIP No. 807863 10 5 |
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Page 3 of 8 Pages |
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1. |
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Names of Reporting Persons |
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2. |
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Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
[X] |
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3. |
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SEC Use Only |
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4. |
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Source of Funds (See Instructions) |
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OO |
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5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
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6. |
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Citizenship or Place of Organization |
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New York |
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Number of |
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7. |
Sole Voting Power: -0- |
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Shares |
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Beneficially |
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8. |
Shared Voting Power: -0- |
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Owned by |
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Each |
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9. |
Sole Dispositive Power: -0- |
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Reporting |
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Person With |
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10. |
Shared Dispositive Power: -0- |
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11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person |
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-0- |
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12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] |
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13. |
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Percent of Class Represented by Amount in Row (11) |
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0% |
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14. |
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Type of Reporting Person (See Instructions) |
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CO, HC |
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Schedule 13D |
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CUSIP No. 807863 10 5 |
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Page 4 of 8 Pages |
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1. |
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Names of Reporting Persons |
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2. |
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Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
[ ] |
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(b) |
[X] |
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3. |
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SEC Use Only |
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4. |
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Source of Funds (See Instructions) |
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OO |
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5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
[ ] |
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6. |
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Citizenship or Place of Organization |
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New York |
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Number of |
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7. |
Sole Voting Power: -0- |
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Shares |
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Beneficially |
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8. |
Shared Voting Power: -0- |
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Owned by |
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Each |
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9. |
Sole Dispositive Power: -0- |
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Reporting |
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Person With |
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10. |
Shared Dispositive Power: -0- |
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11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person |
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-0- |
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12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] |
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13. |
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Percent of Class Represented by Amount in Row (11) |
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0% |
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14. |
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Type of Reporting Person (See Instructions) |
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OO, BD |
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Schedule 13D |
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CUSIP No. 807863 10 5 |
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Page 5 of 8 Pages |
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1. |
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Names of Reporting Persons |
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2. |
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Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
[ ] |
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(b) |
[X] |
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3. |
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SEC Use Only |
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4. |
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Source of Funds (See Instructions) |
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OO |
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5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
[ ] |
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6. |
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Citizenship or Place of Organization |
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New York |
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Number of |
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7. |
Sole Voting Power: -0- |
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Shares |
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Beneficially |
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8. |
Shared Voting Power: -0- |
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Owned by |
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Each |
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9. |
Sole Dispositive Power: -0- |
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Reporting |
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Person With |
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10. |
Shared Dispositive Power: -0- |
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11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person |
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-0- |
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12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] |
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13. |
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Percent of Class Represented by Amount in Row (11) |
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0% |
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14. |
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Type of Reporting Person (See Instructions) |
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OO, IA |
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SCHEDULE 13D |
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CUSIP No. 807863 10 5 |
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Page 6 of 8 Pages |
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This Statement on Schedule 13D Amendment No. 1 (this "Statement") is filed on behalf of the Reporting Persons with the Securities and Exchange Commission (the "Commission"). This Statement amends the Initial Statement of Beneficial Ownership on Schedule 13D (the "Initial Statement," and as so amended, the "Schedule 13D") relating to shares of the Common Stock, $0.001 par value per share (the "Common Stock"), of School Specialty, Inc. (the "Issuer"), filed on May 25, 2012 with the Commission as specifically set forth herein. Capitalized terms used herein and not otherwise defined herein shall have the same meanings ascribed to them in the Initial Statement. |
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Item 5. |
Interest in Securities of the Issuer |
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Item 5 of the Initial Statement is hereby amended and restated to read as follows: |
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(a)-(b) As of January 29, 2013, the aggregate number of shares of Common Stock and percentage of the outstanding Common Stock of the Issuer beneficially owned (i) by each of the Reporting Persons, and (ii) to the knowledge of the Reporting Persons, by each other person who may be deemed to be a member of a group, is as follows: |
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Robotti |
0 |
0 |
0 |
0% |
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ROBT |
0 |
0 |
0 |
0% |
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Robotti & Company |
0 |
0 |
0 |
0% |
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Robotti Advisors |
0 |
0 |
0 |
0% |
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*Based on 19,178,949 shares of Common Stock, $0.001 par value per share outstanding as of December 6, 2012 as disclosed in the Issuer's Quarterly Report on Form 10-Q, for quarter ended October 27, 2012, filed with the Securities and Exchange Commission on December 6, 2012. **Less than one percent. |
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(c) The table below lists all the transactions in the Issuer's Common Stock in the past sixty days by the Reporting Persons. All such transactions were made by Robotti & Company and Robotti Advisors in the open market. |
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Transactions in Shares Within The Past Sixty Days* |
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Robotti Advisors' Advisory Clients |
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11/28/2012 |
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3,100 |
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BUY |
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$1.4865 |
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Robotti Advisors' Advisory Clients |
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11/30/2012 |
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(1,400) |
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SELL |
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$1.40 |
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Robotti Advisors' Advisory Clients |
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12/03/2012 |
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(5,800) |
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SELL |
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$1.4103 |
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Robotti Advisors' Advisory Clients |
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12/12/2012 |
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(3,800) |
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SELL |
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$1.05 |
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Robotti Advisors' Advisory Clients |
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12/28/2012 |
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(12,650) |
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SELL |
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$0.9146 |
SCHEDULE 13D |
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CUSIP No. 807863 10 5 |
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Page 7 of 8 Pages |
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Robotti Advisors' Advisory Clients |
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01/03/2013 |
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(915) |
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SELL |
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$1.06 |
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Robotti Advisors' Advisory Clients |
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01/17/2013 |
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(1,300) |
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SELL |
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$0.6860 |
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Robotti Advisors' Advisory Clients |
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01/22/2013 |
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(199,524) |
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SELL |
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$0.6472 |
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Robotti Advisors' Advisory Clients |
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01/22/2013 |
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(228,115) |
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SELL |
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$0.6431 |
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Robotti Advisors' Advisory Clients |
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01/23/2013 |
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(149,909) |
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SELL |
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$0.6331 |
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Robotti Advisors' Advisory Clients |
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01/24/2013 |
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(45,713) |
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SELL |
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$0.6288 |
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Robotti & Company's Discretionary Customers |
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Robotti Advisors' Advisory Clients |
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01/25/2013 |
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(87,989) |
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SELL |
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$0.608 |
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Robotti Advisors' Advisory Clients |
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01/28/2013 |
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(590,390) |
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SELL |
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$0.1391 |
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Robotti Advisors' Advisory Clients |
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01/28/2013 |
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(278,785) |
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SELL |
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$0.1271 |
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Robotti & Company's Discretionary Customers |
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*In addition to the transactions listed above, during the period one or more accounts, which held a total of 1,700 shares of Common Stock, ceased being an advisory client of Robotti Advisors. |
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(e) As of January 25, 2013, the Reporting Persons ceased to be the beneficial owner of more than 5% of the Common Stock. |
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(The remainder of this page was intentionally left blank) |
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SCHEDULE 13D |
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CUSIP No. 807863 10 5 |
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Page 8 of 8 Pages |
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SIGNATURE |
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After reasonable inquiry and to the best of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. |
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Date: |
January 29, 2013 |
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Robotti & Company, Incorporated |
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/s/ Robert E. Robotti |
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By: |
/s/ Robert E. Robotti |
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Robert E. Robotti |
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Name: Robert E. Robotti |
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Title: President and Treasurer |
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Robotti & Company, LLC |
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Robotti & Company Advisors, LLC |
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By: |
/s/ Robert E. Robotti |
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By: |
/s/ Robert E. Robotti |
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Name: Robert E. Robotti |
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Name: Robert E. Robotti |
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Title: President and Treasurer |
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Title: President and Treasurer |
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